Server: Microsoft-IIS/3.0 Date: Mon, 29 Dec 1997 18:14:40 GMT Content-Type: text/html Accept-Ranges: bytes Last-Modified: Sun, 03 Aug 1997 16:45:48 GMT Content-Length: 5973 TRAVIS BOATS 10K REPORT

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10-K

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934 (Fee Required)

 

For the Fiscal Year Ended September 30, 1996

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission file number 0-20757

 

TRAVIS BOATS & MOTORS, INC.

(Exact name of registrant as specified in its charter)

 

TEXAS 74-2024798
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)

 

 

13045 Research Blvd., Austin, Texas 78750

(Address of principal executive offices)

 

Registrant's telephone number, including area code: (512) 250-8103

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act:

 

Common Stock, $.Ol Par Value

(Title of class)

 

 

 

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. n

 

The aggregate market value of the voting stock (which consists solely of shares of Common Stock) held by non-affiliates of the Registrant as of December 23, 1996, (based upon the last reported price of $13.00 per share) was approximately $29,654,989 on such date.

 

The number of shares of the issuer's Common Stock, par value $.Ol per share, outstanding as of December 23, 1996 was 4,136,506 of which 2,281,153 shares were held by non-affiliates.

 

Documents Incorporated by reference: Portions of Registrant's Proxy Statement relating to the 1997 Annual Meeting of Stockholders to be held in March 1997, have been incorporated by reference herein (Part 111).

TRAVIS BOATS & MOTORS, INC. AND CONSOLIDATED SUBSIDIARIES

 

FORM 10-K

 

TABLE OF CONTENTS

 

RISK FACTORS

PART I

Item 1. Business
Item 2. Properties
Item 3. Legal Proceedings
Item 4. Submission of Matters to a Vote of Security Holders

PART 11

Item 5. Market for Registrant's Common Stock and Related Shareholder Matters
Item 6. Selected Financial Data
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations
Item 8. Financial Statements
Item 9. Changes in and Disagreements with Accountants and Financial Disclosure

PART III

Item 10. Directors and Executive Officers
Item 1 1. Executive Compensation
Item 12. Security Ownership of Certain Beneficial Owners and Management
Item 13. Certain Relationships and Related Transactions

PART IV

Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K
Index to Consolidated Financial Statements